Organizations prefer PDF/A for its industry acceptance and advantages over other archiving formats in terms of its ability to preserve text, vector graphics, raster images and related metadata. Nevertheless, with various PDF/A standards and conformance levels (and presently, eight possible combinations) it’s easy to get a little lost.

If you’re interested in brushing up on your PDF/A taxonomy, read on. In this article, we will cover the different PDF/A standards and conformance levels, as well as their significance.

linkWhat are the Different PDF/A Versions and Conformance Levels?

PDF/A comes in many different possible variants, created by mixing different PDF/A standards and conformance levels. Each PDF/A standard defines the array of available features and image compression technologies that help with the preservation of the content of a file. In turn, each PDF/A standard supports different conformance levels (a & b for PDF/A-1; and a, b & u for PDF/A-2 and -3). These conformance levels control the “accessibility” requirements of a file that impact the ability of machines and people to understand the content.

linkIn Detail: The Different PDF/A Standards

PDF/A-1: (ISO 19005-1:2005)
PDF/A-1 is the original PDF/A standard, the most commonly used today, and the most restrictive. Because it is based on an older PDF standard, PDF 1.4 -- published by Adobe Systems in 2001 -- PDF/A-1 does not support JPEG 2000, layers or attachments. In addition, while supported in PDF 1.4, transparency was considered just “too new” at the time of PDF/A-1’s inception and therefore not included.

Missing features: JPEG2000, transparency, layers and attachments
Conformance levels: a & b
Based on PDF 1.4

PDF/A-2: (ISO 19005-2:2011)
Based on PDF 1.7 (ISO 32000-1:2008) PDF/A-2 introduces several features unavailable in PDF 1.4, as well as transparency. Additions include layers, improved image compression (JPEG 2000 and JBIG2) and attachments -- provided that those attachments are in PDF/A format.

PDF/A-2 does not make PDF/A-1 files obsolete. Rather, the standard is intended to be forwards compatible: for example, a valid PDF/A-1b file should pass verification on software set to validate for PDF/A-2b or PDF/A-3b.

Lastly, conformance level u (as in Unicode) was also introduced with PDF/A-2. Level u allows organizations to guarantee that document text can be reliably searched and copied -- without the file having to conform to other a-level requirements.

New & permitted features: JPEG 2000, transparency, layers and attachments (only other PDF/A files)
Conformance levels: a, b & u
Based on PDF 1.7 (ISO 32000-1:2008)

PDF/A-3 (ISO 19005-3:2012)
PDF/A-3 is virtually identical to PDF/A-2. (They even left the typos intact.) The one and only difference is that PDF/A-3 permits any file type as an attachment.

However, a PDF/A viewer is not required to do anything extra with these attached files beyond ensuring their proper extraction. Therefore, the standard cannot guarantee whether you will be able to read or otherwise use these files in the future, prompting archivists to voice concerns that PDF/A-3 might allow for circumvention of archival restrictions on permitted formats.

A response to the above concern has been to note that a carefully designed workflow, built with archival considerations in mind, could account for and leverage PDF/A-3’s capabilities. Indeed, PDF/A-3 was largely inspired by a desire to have a machine-readable component available, such as proprietary binary data or XML, used in situations where embedded formats could be carefully prescribed. An example of this is the ZUGFeRD hybrid e-invoicing standard, published two years after PDF/A-3’s introduction, endorsed by the German government, and favored by many European Union organizations & enterprises.

New & permitted features: Attachments (any filetype)
Conformance levels: a, b & u
Based on PDF 1.7 (ISO 32000-1:2008)

PDF/A-4 (ISO 19005-4:2019)
Sometimes referred to as PDF/A-NEXT, PDF/A-4 is the next iteration of the PDF/A standard slated for publication in 2019. PDF/A-4 will be based on PDF 2.0, the most recent version of the PDF standard, and introduces two new conformance levels, e & f.

New features: TBD
Conformance levels: TBD
Based on PDF 2.0 (ISO 32000-2:2017)

linkDifferent PDF/A Conformance Levels

Level b (Basic)
PDF/A-1b, PDF/A-2b, PDF/A-3b

B-level conformance requires only that documents conform with guidelines for reliable viewing and therefore, is the easiest level to achieve.

From the ISO specification:

Level B conformance
conformance level encompassing the requirements of this part of ISO 19005 regarding the visual appearance of electronic documents, but neither their structural or semantic properties nor the requirement that all text have Unicode equivalents.

Level a (Accessible)
PDF/A-1a, PDF/A-2a, PDF/A-3a

“Accessible” conformance is a superset of b-level conformance. It adds requirements for information intended to preserve a document’s logical structure, semantic content, and natural reading order.

In other words, a-level conformance not only ensures documents will look the same in the future; it also helps machines and people better understand and re-purpose its content. A valid a-level PDF/A will have text that can be reliably searched and copied, and content that is more accessible to technologies like screen readers for the blind.

A list of a-level requirements is as follows:

  1. Content must be tagged with a hierarchical structure tree, meaning elements such as reading order, figures and tables are explicitly identified through metadata.
  2. The natural language of the document must be identified.
  3. Images and symbols must have alternative descriptive text.
  4. The file must include character mappings to Unicode for reliable search and copy.

Note: none of these requirements will change the visual appearance of a document.

Level u (Unicode)
PDF/A-2u, PDF/A-3u

Like ‘level a’, u-level conformance requires character mapping to Unicode. However, it drops a-level requirements including embedded logical structure (i.e., tags and a structure tree) as specified in section 6.7 of ISO 19005-2 (PDF 1.7). Therefore, a PDF/A meeting u-level conformance will have text that can be reliably searched and copied, but the reading order will not be guaranteed.

linkMore About PDF/A & PDFTron’s PDF/A Solutions

In summary, knowing your PDF/A options help you improve the value of your documents for specific viewing, sharing, printing or archiving purposes. If you would like more PDF/A information, check out our all about PDF/A page.

If you’re interested in converting to a particular PDF/A variant, try PDFTron’s free online PDF/A converter tool, able to convert 20+ file formats to any version of PDF/A; or read our article on how to convert to PDF/A with PDFTron’s PDF SDK or command-line tool.

If you have any questions about PDFTron’s PDF SDK, feel free to get in touch!